Jay Duane Champlain

CFP

Golden State Wealth Management, LLC

43 Years of Experience

3 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax Planning

Golden State Wealth Management, LLC

Compensation

Fee-Only (AUM)

Firm Size

45 advisors

Number of Clients

3,888 clients

Average Client Portfolio

$472K average

Assets Under Management

$1.8B

Fee Structure

Location

730 Arizona Avenue, Suite 221, Santa Monica, CA, 90401

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2018

Denied

Customer Dispute

May 2002

Denied

Customer Dispute

August 2000

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Jay spends full-time hours on Champlain Wealth Advisors as a DBA for LPL business and providing investment advisory services through Golden State Wealth Management, LLC. He also serves as a board member for Harbor Med Tech, Inc., dedicating minimal time to this role.