TR
TR
Theodore Riehle
43 Years of Experience
Williston, VT
2 DisclosuresBrokerSells Insurance
Theodore Riehle is a registered investment advisor, based in Williston, VT, with 43 years of industry experience.
Location
33 Blair Park Road, Suite 100, Williston, VT, 05495
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2019Customer Dispute
April 1998Denied
Other Business ActivitiesSells Insurance
Theodore sells and services fixed insurance products, dedicating minimal time to this activity. He is also a partner at Silverlake Wealth Management, spending full-time hours advising clients, and a partner in a self-storage business and owner of a rental vacation home, each requiring minimal time.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
April 2020 - Present · 6 yrs
Silverlake Wealth Management LLC
January 2017 - Present · 9 yrs 3 mos
Previous Registrations
Silverlake Wealth Management LLC
December 2012 - December 2016 · 4 yrs
LPL Financial LLCBroker
December 2012 - December 2019 · 7 yrs
Wells Fargo Advisors Financial Network, LLC
November 2002 - December 2012 · 10 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
April 2002 - December 2012 · 10 yrs 8 mos
Morgan Stanley Dw INC.Broker
February 1985 - April 2002 · 17 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1982 - January 1985 · 2 yrs 6 mos
State Registrations2 states
CTVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.