Kermit Wheeler is a registered investment advisor at Wheeler & Mote, LLC, based in Mt. Dora, FL, with 39 years of industry experience. Kermit operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 13 clients with $1.2M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees for large accounts may be negotiated. If you have special operational or reporting requirements, or a small account, the fee may be larger; however, it will not exceed 1.5%.
Fee Estimator
Location
Mt. Dora, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wheeler & Mote, LLC
Syndicated Capital, INC.Broker
Previous Registrations
Securities Management & Research, INC.Broker
Sei Financial Services CompanyBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Citizens and Southern Securities CorporationBroker
A. G. Edwards & Sons, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.