David Netkin

St. Bernard Financial Services, INC.

43 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

St. Bernard Financial Services, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

43 advisors

Number of Clients

841 clients

Average Client Portfolio

$155K average

Assets Under Management

$130.5M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

1199 Route 22 East, Suite 306, Mountainside, NJ, 07092

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

May 2004

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

David operates a branch office for Woodstock Wealth Management, Inc. as Edgewood Financial Group Inc., dedicating minimal time to this. He also performs non-registered branch functions for St Bernard Financial Services, spending minimal time on this as well.

Employment History

Current Registrations

St. Bernard Financial Services, INC.Broker

December 2021 - Present · 4 yrs 2 mos

Woodstock Wealth Management, INC.

June 2018 - Present · 7 yrs 8 mos

Previous Registrations

Woodstock Financial Group, INC.

February 2006 - November 2018 · 12 yrs 9 mos

Woodstock Financial Group, INC.Broker

December 2005 - December 2019 · 14 yrs

Raike Financial Group INC.

November 2005 - November 2005 · 0 mos

Morgan Stanley Dw INC.Broker

May 2004 - November 2005 · 1 yr 6 mos

Morgan Stanley

May 2004 - November 2005 · 1 yr 6 mos

Wachovia Securities, LLC

July 2003 - May 2004 · 10 mos

Wachovia Securities, LLCBroker

July 2003 - May 2004 · 10 mos

Prudential Securities Incorporated

July 2002 - July 2003 · 1 yr

Prudential Securities IncorporatedBroker

November 1999 - July 2003 · 3 yrs 8 mos

Atlantic Group Securities, INC.Broker

June 1997 - November 1999 · 2 yrs 5 mos

Rickel & Associates, INC.Broker

May 1982 - August 1997 · 15 yrs 3 mos

State Registrations5 states

FLNCNJTXVT

AdvisorBrokerBoth

Exams

No exam information available for this advisor.