Timothy Hartzell is a CFA-designated registered investment advisor at Sequent Asset Management, LLC, based in Houston, TX, with 19 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 691 clients with $970M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.90% |
| $3.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.65% |
| $10.0M - $20.0M | 0.50% |
| $20M+ | 0.50% |
Fees are negotiable. Certain founding client families may have lower fee arrangements.
Fee Estimator
Location
952 Echo Lane, Suite 312, Houston, TX, 77024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Timothy owns Hartzell, LLC, working as a FINRA arbitrator and CFA grader for approximately 3 weeks per year. He also owns Hart.Hoff, LLC, dedicating minimal time to it.
Employment History
Current Registrations
Sequent Asset Management, LLC
Previous Registrations
Legacy Asset Management, INC.
Wells Capital Management INC
State Registrations1 state
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