TH
CFA
TH
CFA

Timothy Shawn Hartzell

18 Years of Experience
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningBusiness OwnersCorporate ExecutivesHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
691 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$972.7M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M0.01%
$1.0M - $3.0M0.01%
$3.0M - $5.0M0.01%
$5.0M - $10.0M0.01%
$10.0M - $20.0M0.01%
$20M+0.01%

Fees over $20 million are negotiable. Certain founding client families may have lower fee arrangements.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

952 Echo Lane, Suite 312, Houston, TX, 77024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Timothy owns Hartzell, LLC, working as a FINRA arbitrator and CFA grader for approximately 3 weeks per year. He also owns Hart.Hoff, LLC, dedicating minimal time to it.

Employment History
Current Registrations
Sequent Asset Management, LLC
September 2008 - Present · 17 yrs 5 mos
Previous Registrations
Legacy Asset Management, INC.
December 2007 - November 2008 · 11 mos
Wells Capital Management INC
November 2001 - October 2002 · 11 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.