Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
3 advisors
Number of Clients
87 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$165.7M

Fee Structure

Financial Planning:Investment management only
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Location

5305 S Highland Drive, Suite 100, Salt Lake City, UT, 84117

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

M is an advisory board member for Cancierge Foundation/Community Foundation of Utah, a charitable organization, since 2014. M spends a few hours per week soliciting donations and overseeing the organization.

Employment History
Current Registrations
Peterson Rogers Private Wealth, LLC
February 2024 - Present · 2 yrs
Previous Registrations
Maddix Holdings
February 2023 - December 2023 · 10 mos
Axxcess Wealth Management, LLC
September 2022 - May 2023 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1993 - September 2022 · 29 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1989 - September 2022 · 33 yrs 6 mos
Dean Witter Reynolds INC.Broker
April 1988 - March 1989 · 11 mos
Shearson Lehman Hutton INC.Broker
February 1988 - May 1988 · 3 mos
E. F. Hutton & Company INCBroker
September 1983 - February 1988 · 4 yrs 5 mos
Paine, Webber, Jackson & Curtis INC.Broker
July 1982 - September 1983 · 1 yr 2 mos
R.L. Smith & Associates, INC.Broker
May 1982 - July 1982 · 2 mos
State Registrations2 states
TXUT
Advisor
Exams
No exam information available for this advisor.