Carolann Brown
Carolann Brown is a CFP-designated registered investment advisor at Fox Hill Wealth Management, based in Newport, RI, with 42 years of industry experience. Carolann operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 372 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fox Hill Wealth Management charges an annual advisory fee based on the investment strategy used:
- Journey (growth holdings) — 3.0% per year
- Stability (utility holdings) — 3.0% per year
- Preservation (bond holdings) — 1.0% per year
- Legacy (stock, bond, and fund investments with options) — 1.0% per year
The fee is paid quarterly in advance, based on the value of your account on the last day of the billing period. Fees may be negotiable.
Location
38 Bellevue Ave, Newport, RI, 02840
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
August 2021Customer Dispute
August 2001Employment History
Current Registrations
Fox Hill Wealth Management
Previous Registrations
Pallas Capital Advisors, LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.