PS
CFP
PS
CFP

Polly Marie Stoecklein

43 Years of Experience
2 DisclosuresMay Earn CommissionSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
1,152 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$500K
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Location

2000 John Loop, Coeur D'Alene, ID, 83814

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2022
Settled
Customer Dispute
August 2008
Denied
Other Business ActivitiesSells Insurance

Polly is a trustee for Greater Manhattan Community Foundations since 2010. She is also the owner of Stoecklein Financial Services, where she works as a CFP (nearly full-time) and sells life, disability, and long-term care insurance (a few hours per week). Additionally, she receives rental income from an office sharing agreement.

Employment History
Current Registrations
Pinkerton Wealth Partners
May 2025 - Present · 9 mos
Previous Registrations
Consolidated Portfolio Review CORP
April 2025 - April 2025 · 0 mos
Vanderbilt Securities, LLCBroker
April 2025 - April 2025 · 0 mos
Vanderbilt Securities, LLCBroker
August 2022 - April 2025 · 2 yrs 8 mos
Consolidated Portfolio Review CORP
August 2022 - April 2025 · 2 yrs 8 mos
Independent Advisor Alliance, LLC
September 2018 - August 2022 · 3 yrs 11 mos
LPL Financial LLC
June 2018 - October 2020 · 2 yrs 4 mos
LPL Financial LLC
September 2016 - September 2016 · 0 mos
Independent Financial Partners
November 2012 - September 2018 · 5 yrs 10 mos
LPL Financial LLCBroker
November 2012 - August 2022 · 9 yrs 9 mos
New England Securities Corporation
September 1997 - November 2012 · 15 yrs 2 mos
Lincoln Financial Advisors CorporationBroker
October 1996 - August 2000 · 3 yrs 10 mos
Unum Sales CorporationBroker
October 1992 - October 1996 · 4 yrs
New England SecuritiesBroker
August 1982 - November 2012 · 30 yrs 3 mos
State Registrations1 state
SC
Advisor
Exams
No exam information available for this advisor.