Douglas Roy Albert

Newbridge Financial Services Group, INC.

38 Years of Experience

5 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement Planning

Newbridge Financial Services Group, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

71 advisors

Number of Clients

2,899 clients

Average Client Portfolio

$281K average

Assets Under Management

$813.5M

Fee Structure

Minimum Investment:$25K

Minimum Annual Fee:$250

Location

1200 North Federal Highway, Suite 400, Boca Raton, FL, 33432

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History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

February 2012

Settled

Regulatory

September 2004

Final

Employment Separation After Allegations

June 2004

Customer Dispute

February 2003

Award / Judgment

Customer Dispute

April 2002

Award / Judgment

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Douglas is an insurance agent selling life and variable life/annuities since 2011, dedicating minimal time to this activity. He is also a trustee for his mother's revocable living trust since 2000, spending minimal time managing trust properties.

Employment History

Current Registrations

Nfsg Corporation

January 2018 - Present · 8 yrs 1 mo

Newbridge Securities Corporation

January 2007 - Present · 19 yrs 1 mo

Newbridge Securities CorporationBroker

January 2007 - Present · 19 yrs 1 mo

Previous Registrations

Great Eastern Securities, INC.Broker

January 2005 - January 2007 · 2 yrs

David Lerner Associates, INC.Broker

August 1992 - June 2004 · 11 yrs 10 mos

Ehrlich-Bober & CO., INC.Broker

July 1982 - December 1987 · 5 yrs 5 mos

State Registrations9 states

CAFLGAMAMDNCNJNYTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.