Gary Lee Vogt

Lantern Wealth Advisors, LLC

43 Years of Experience

7 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Lantern Wealth Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

26 advisors

Number of Clients

199 clients

Average Client Portfolio

$1.3M average

Assets Under Management

$265.5M

Fee Structure

Minimum Investment:$50K

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $100K	2.75%
$100K - $500K	2.50%
$500K - $1000K	2.25%
$1M+	2.00%

Asset-based fees are negotiable and are at the discretion of LWA.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Minimum Annual Fee:$1,375

Location

35 Pinelawn Road, Suite 101E, Melville, NY, 11747

Get directions

History

Regulatory History (7)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2004

Settled

Customer Dispute

July 2002

Settled

Regulatory

June 1993

Final

Regulatory

March 1988

Final

Regulatory

March 1985

Final

Regulatory

October 1983

Final

Criminal

February 1983

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business Activities

Gary is an employee and registered investment advisor representative with Lantern Wealth Advisors since 2012. He dedicates minimal time to this investment-related activity, mostly during securities trading hours.

Employment History

Current Registrations

Lantern Wealth Advisors, LLC

February 2012 - Present · 14 yrs

Herold & Lantern Investments, INC.Broker

April 2003 - Present · 22 yrs 10 mos

Previous Registrations

Kirlin Securities INC.Broker

March 1990 - April 2003 · 13 yrs 1 mo

Emanuel and CompanyBroker

December 1987 - February 1990 · 2 yrs 2 mos

Philips, Appel & Walden, INC.Broker

September 1984 - December 1987 · 3 yrs 3 mos

E. G. Frances CO., INC.Broker

March 1982 - July 1984 · 2 yrs 4 mos

State Registrations16 states

AZCACOCTFLMDMENCNJNYOHOKPARIVAVT

AdvisorBrokerBoth

Exams

No exam information available for this advisor.