Joseph Simpson
Joseph Simpson is a registered investment advisor at Stephens Investment Management Group, LLC, based in Little Rock, AR, with 43 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 174 clients with $7.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SIMG charges a percentage of the assets they manage. The maximum fee for each strategy is:
- Small Cap Growth Strategy: 1.25%
- Mid Cap Growth Strategy: 1.00%
- SMID Core Growth Strategy: 1.00%
- SMID Select Growth Strategy: 1.10%
- Leaders and Innovators Strategy: 1.00%
- SMID Hybrid Growth Strategy: 1.25%
- Artificial Intelligence and Automation Strategy: 1.00%
Fees are negotiable and vary depending on the size of the investment and the services provided.
Location
111 Center St, Little Rock, AR, 72201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph is a member of Tuf Nut Lofts LLC, dealing with loft apartments since 2001, and a limited partner in Arkansas Times, a weekly newspaper, since 1996. These activities are not investment-related and require minimal time.
Employment History
Current Registrations
Stephens Investment Management Group, LLC
Stephens
StephensBroker
Previous Registrations
A. G. Edwards & Sons, INC.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.