AB
AB

Alan Besterman

42 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
233 clients
Average Client Portfolio
$140K average
Assets Under Management
$32.6M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.50%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.75%
$5M+0.75%

Fees negotiable for accounts over $5,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

East Chatham, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan works as an investment advisor through FSP Advisors, Inc. and is also a NRA certified pistol instructor. Additionally, Alan is the 100% owner of The Balance Sheet, Inc. for tax return preparation, assists the East Chatham Fire Dept, and sells employee benefits insurance.

Employment History
Current Registrations
Fsp Advisors, INC.
April 2021 - Present · 4 yrs 10 mos
Leigh Baldwin & CO., LLCBroker
September 2008 - Present · 17 yrs 5 mos
Leigh Baldwin & CO., LLC
September 2008 - Present · 17 yrs 5 mos
Previous Registrations
Wall Street Financial Group, INC.Broker
January 2007 - September 2008 · 1 yr 8 mos
Invest Financial CorporationBroker
September 2005 - January 2007 · 1 yr 4 mos
Park Avenue Securities LLCBroker
May 1999 - September 2005 · 6 yrs 4 mos
Guardian Investor Services CorporationBroker
November 1993 - May 1999 · 5 yrs 6 mos
Cadaret, Grant & CO., INC.Broker
May 1991 - September 1992 · 1 yr 4 mos
Equico Securities, INC.Broker
May 1983 - April 1991 · 7 yrs 11 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1982 - April 1991 · 8 yrs 9 mos
State Registrations9 states
COCTFLMANCNJNMNYVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alan Besterman - Financial Advisor | TrueAdvisor