Ellis Liddell is a registered investment advisor, based in Southfield, MI, with 35 years of industry experience.
Location
18700 W. 10 Mile Road, Suite 100, Southfield, MI, 48075
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Regulatory History (5)
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Employment Separation After Allegations
December 2010Customer Dispute
July 2010Settled
Customer Dispute
January 2009Denied
Employment Separation After Allegations
September 1989Employment Separation After Allegations
July 1989Other Business ActivitiesSells Insurance
Ellis has numerous business ventures, including ELE Wealth Management (where he is an independent insurance agent), ELE Properties, ELE Speaks, ELE Mortgage Services, ELE Advisory Services, and several other LLCs and corporations related to coaching, real estate, and a charitable foundation. Ellis dedicates about a quarter of his time to insurance activities and nearly full-time to advisory services.
Employment History
Current Registrations
Ele Wealth Solutions, INC.Broker
May 2013 - Present · 12 yrs 11 mos
Ele Advisory Services, INC
April 2011 - Present · 15 yrs
Previous Registrations
Geneos Wealth Management, INC.
January 2011 - June 2011 · 5 mos
Geneos Wealth Management, INC.Broker
December 2010 - June 2011 · 6 mos
Securities America, INC.Broker
December 2010 - December 2010 · 0 mos
Securities America Advisors, INC.
December 2010 - December 2010 · 0 mos
North Harbor Advisers
November 2010 - December 2010 · 1 mo
Securities America Advisors, INC.
March 2009 - November 2010 · 1 yr 8 mos
Securities America, INC.Broker
December 2008 - November 2010 · 1 yr 11 mos
J.W. Cole Financial, INC.Broker
September 2008 - December 2008 · 3 mos
Investors Capital Advisory
June 2005 - September 2008 · 3 yrs 3 mos
Eastern Point Advisors INC.
July 2003 - August 2005 · 2 yrs 1 mo
Investors Capital CORP.Broker
July 2003 - September 2008 · 5 yrs 2 mos
Wachovia Securities Financial Network, LLC
July 2003 - July 2003 · 0 mos
Wachovia Securities Financial Network, LLCBroker
January 2001 - July 2003 · 2 yrs 6 mos
Sunamerica Securities, INC.Broker
April 1999 - December 2000 · 1 yr 8 mos
Signator Investors, INC.Broker
September 1998 - April 1999 · 7 mos
Multi-Financial Securities CorporationBroker
May 1991 - December 1991 · 7 mos
Citizens and Southern Securities CorporationBroker
August 1989 - October 1989 · 2 mos
Barnett Brokerage Service, INC.Broker
October 1987 - August 1989 · 1 yr 10 mos
Bay City Securities, INC.Broker
July 1986 - January 1988 · 1 yr 6 mos
Jefferson-Pilot Investor Services, INC.Broker
November 1983 - July 1986 · 2 yrs 8 mos
Equico Securities, INC.Broker
April 1982 - February 1984 · 1 yr 10 mos
The Equitable Life Assurance Society of the United StatesBroker
April 1982 - February 1984 · 1 yr 10 mos
State Registrations26 states
ALAZCACOCTDCFLGAILLAMAMDMIMNMSNCNDNENJNYOKSCSDTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.