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Dennis Clarence Twarogowski
Independence Capital CO., INC.
43 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Insurance Planning
Independence Capital CO., INC.
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
25 advisors
Number of Clients
295 clients
Average Client Portfolio
$339K average
Assets Under Management
$99.9M
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Location
5579 Pearl Road, Suite 100, Parma, OH, 44129
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History
Regulatory History (1)
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Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Customer Dispute
January 2025
Pending
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How to Read Disclosures
Employment History
Current Registrations
Independence Capital CO., INC.
February 2005 - Present · 21 yrs
Independence Capital CO., INC.
Broker
February 2005 - Present · 21 yrs
Previous Registrations
The O.N. Equity Sales Company
Broker
May 1987 - March 2005 · 17 yrs 10 mos
Managed Investments, INC.
Broker
March 1984 - April 1987 · 3 yrs 1 mo
The O.N. Equity Sales Company
Broker
April 1982 - January 1986 · 3 yrs 9 mos
State Registrations
13 states
AZ
CT
FL
GA
IN
KY
MA
ME
NM
OH
PA
TN
WV
Advisor
Broker
Both
Exams
No exam information available for this advisor.
Dennis Clarence Twarogowski - Financial Advisor | TrueAdvisor