Thomas Butler
Thomas Butler is a CFP-designated registered investment advisor at Charter Advisory Corporation, based in Greenfield, IN, with 42 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 732 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Charter Advisory provides investment advice through programs sponsored by LPL Financial. Fees for these programs are negotiable, with maximum fees as follows:
- Manager Access Select: Up to 2.95% annually (advisory fee up to 2.35% and manager fee up to 0.60%)
- Optimum Market Portfolios (OMP): Up to 2.5%
- Personal Wealth Portfolios (PWP): Up to 2.95% annually (advisory fee up to 2.35% and manager fee up to 0.60%)
- Model Wealth Portfolios (MWP): Up to 2.95% (advisory fee up to 2.35% and manager fee up to 0.60%)
- Guided Wealth Portfolios (GWP): Up to 1.35% (LPL program fee of 0.35% and advisor fee up to 1.00%)
These fees are paid quarterly in advance. Charter and LPL may share in the account fee. Fees are negotiable.
Location
904 North State Street, Greenfield, IN, 46140
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a partner in Pillar Real Estate, investing in real estate, and owns multiple rental properties through Pillar Real Estate LLC and B & C Properties LLC. He also provides investment advisory services through Charter Advisory Corporation and sells non-variable insurance through Butler Insurance, dedicating about half his time to insurance activities.
Employment History
Current Registrations
Charter Advisory Corporation
LPL Financial LLCBroker
Previous Registrations
Mutual Service CorporationBroker
Nathan & Lewis Securities, INC.Broker
Manulife Financial Securities LLCBroker
Mutual Service CorporationBroker
Mutual Service CorporationBroker
Manequity, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.