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Werner Maiwald

Supreme Alliance LLC
38 Years of Experience
2 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance PlanningInvestment Management
Supreme Alliance LLC
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
78 clients
Average Client Portfolio
$234K average
Assets Under Management
$18.3M

Fee Structure

Minimum Investment:$25K

Location

Charlotte, NC

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2021
Final
Employment Separation After Allegations
August 2020
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Werner is a Managing Director at Renaissance Wealth Planning, LLC since January 2022, dedicating about a quarter of his time to managing client investment accounts. He is compensated by fees and does not engage in private security transactions.

Employment History
Current Registrations
Supreme Alliance LLC
May 2021 - Present · 4 yrs 9 mos
Supreme Alliance LLC
April 2021 - Present · 4 yrs 10 mos
Supreme Alliance LLCBroker
April 2021 - Present · 4 yrs 10 mos
Previous Registrations
Lincoln Financial Securities CorporationBroker
October 2020 - January 2021 · 3 mos
Voya Financial Advisors, INC.
November 2015 - September 2020 · 4 yrs 10 mos
Voya Financial Advisors, INC.Broker
October 2015 - September 2020 · 4 yrs 11 mos
Investors Capital Advisory
March 2006 - November 2015 · 9 yrs 8 mos
Investors Capital CORP.Broker
March 2006 - November 2015 · 9 yrs 8 mos
MML Investors Services, INC.Broker
May 2004 - March 2006 · 1 yr 10 mos
Primevest Financial Services, INC.
March 2002 - April 2004 · 2 yrs 1 mo
Primevest Financial Services, INC.Broker
January 2002 - April 2004 · 2 yrs 3 mos
Commonwealth Financial NetworkBroker
April 2000 - December 2001 · 1 yr 8 mos
MML Investors Services, INC.Broker
November 1998 - April 2000 · 1 yr 5 mos
Hornor, Townsend & Kent, INC.Broker
August 1995 - November 1998 · 3 yrs 3 mos
Metlife Securities INC.Broker
January 1989 - July 1995 · 6 yrs 6 mos
Metropolitan Life Insurance CompanyBroker
January 1989 - July 1995 · 6 yrs 6 mos
New England Securities CorporationBroker
March 1988 - October 1988 · 7 mos
Mony Securities CORP.Broker
February 1982 - January 1984 · 1 yr 11 mos
The Mutual Life Insurance Company of New YorkBroker
January 1982 - January 1984 · 2 yrs
State Registrations2 states
MAOR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Werner Maiwald - Financial Advisor | TrueAdvisor