BG
BG

Brian Thomas Ginty

29 Years of Experience
Sells Insurance
Areas of Practice
Retirement PlanningEstate PlanningCharitable GivingInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
135 clients
Average Client Portfolio
$490K average
Assets Under Management
$66.2M

Fee Structure

Minimum Investment:$10K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.50%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.75%
$5M+0.50%

RGA may negotiate to charge a lesser management fee based upon certain criteria.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

999 Vanderbilt Beach Road, Suite 200, Naples, FL, 34108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Brian is a life insurance and non-variable annuities agent since 1985. He dedicates about half of his time to sales of various lines of insurance through various insurance carriers.

Employment History
Current Registrations
Ronald Gelok & Associates, LLC
February 2018 - Present · 8 yrs
Previous Registrations
Aag Capital, INCBroker
July 2023 - July 2025 · 2 yrs
MML Investors Services, LLC
August 2017 - December 2017 · 4 mos
MML Investors Services, LLCBroker
July 2017 - December 2017 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2017 - July 2017 · 6 mos
LPL Financial LLC
January 2011 - December 2016 · 5 yrs 11 mos
LPL Financial LLCBroker
January 2011 - December 2016 · 5 yrs 11 mos
Prudential Investment Management Services LLCBroker
October 2004 - February 2008 · 3 yrs 4 mos
MML Investors Services, INC.Broker
May 2003 - October 2004 · 1 yr 5 mos
Aon Securities CorporationBroker
December 2002 - May 2003 · 5 mos
New Century Financial Group LLC
October 2002 - November 2002 · 1 mo
Royal Alliance Associates, INC.Broker
October 2001 - October 2002 · 1 yr
Fsc Securities CorporationBroker
May 1997 - October 2001 · 4 yrs 5 mos
American International Fund Distributors, INC.Broker
September 1984 - May 1988 · 3 yrs 8 mos
The Equitable Life Assurance Society of the United StatesBroker
January 1982 - January 1983 · 1 yr
State Registrations1 state
NJ
Advisor
Exams
No exam information available for this advisor.