AR
CFP
AR
CFP

Alan David Ragovin

16 Years of Experience
Sells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
318 advisors
Number of Clients
54,545 clients
Average Client Portfolio
$191K average
Assets Under Management
$10.4B

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

Brookside, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan operates as a financial advisor and insurance agent through Ragovin Financial Services and RFS Financial & Insurance Solutions. This business, which incorporates his IAR business with Brookstone Capital Management, is a full-time endeavor.

Employment History
Current Registrations
Brookstone Capital Management LLC
August 2016 - Present · 9 yrs 6 mos
Previous Registrations
Horter Investment Management, LLC
March 2014 - August 2016 · 2 yrs 5 mos
AXA Advisors, LLC
March 2009 - November 2013 · 4 yrs 8 mos
State Registrations2 states
NJPA
Advisor
Exams
No exam information available for this advisor.