Joan Zimniewicz is a registered investment advisor, based in Deerfield, IL, with 44 years of industry experience.
Location
1650 Lake Cook Rd., Suite 190, Deerfield, IL, 60015
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joan operates under the DBA Horwitz & Associates for securities business. She is also an Investment Adviser Representative for the Registered Investment Advisor E.A. Horwitz LLC.
Employment History
Current Registrations
Lasalle St Securities, L.L.C.Broker
July 2023 - Present · 2 yrs 9 mos
E. A. Horwitz LLC
December 2019 - Present · 6 yrs 4 mos
Previous Registrations
Western International Securities, INC.Broker
April 2013 - July 2023 · 10 yrs 3 mos
E. A. Horwitz LLC
March 2013 - December 2019 · 6 yrs 9 mos
Insight Securities, INC.Broker
February 2013 - April 2013 · 2 mos
David A. Noyes & Company
August 2001 - February 2013 · 11 yrs 6 mos
David A. Noyes & CompanyBroker
December 1981 - February 2013 · 31 yrs 2 mos
State Registrations14 states
AZCAFLILINKSMDMIMNMOMTTXVAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.