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Stephen Maynard Alinikoff
Capital Markets Iq, LLC
43 Years of Experience
4 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Tax Planning
Estate Planning
Capital Markets Iq, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
18 advisors
Number of Clients
827 clients
Average Client Portfolio
$545K average
Assets Under Management
$450.9M
Fee Structure
Minimum Investment:
$100K
Investment Management
Planning
Minimum Annual Fee:
$480
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Location
Arlington, TX
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History
Regulatory History (4)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Civil
September 2010
Final
Customer Dispute
May 2006
Settled
Regulatory
May 2005
Final
Regulatory
December 2003
Final
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Capital Markets Iq, LLC
November 2017 - Present · 8 yrs 3 mos
Previous Registrations
Prospera Financial Services, INC.
Broker
April 2009 - November 2017 · 8 yrs 7 mos
Prospera Financial Services, INC.
April 2009 - November 2017 · 8 yrs 7 mos
Spc
May 2005 - April 2009 · 3 yrs 11 mos
Sammons Securities Company, LLC
Broker
April 2005 - April 2009 · 4 yrs
American Capital Partners, LLC
Broker
March 2005 - April 2005 · 1 mo
First Security Asset Management
April 2004 - April 2005 · 1 yr
First Security Asset Management
January 2002 - March 2004 · 2 yrs 2 mos
Mony Securities Corporation
Broker
June 1993 - September 2000 · 7 yrs 3 mos
First Security Investments, INC.
Broker
May 1989 - March 2005 · 15 yrs 10 mos
Josephthal & CO., Incorporated
Broker
October 1988 - June 1989 · 8 mos
H. Beck, INC.
Broker
March 1988 - November 1988 · 8 mos
A. F. Best Securities, INC.
Broker
October 1984 - March 1988 · 3 yrs 5 mos
Mony Securities CORP.
Broker
June 1982 - November 1984 · 2 yrs 5 mos
The Mutual Life Insurance Company of New York
Broker
December 1981 - November 1984 · 2 yrs 11 mos
State Registrations
1 state
PA
Advisor
Exams
No exam information available for this advisor.