Stephen Alinikoff is a registered investment advisor at Capital Markets Iq, LLC, based in Arlington, TX, with 44 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 827 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital Markets IQ charges a percentage of your portfolio annually, typically ranging from 0% to 2.80%, billed quarterly. The fee can be calculated based on the portfolio's value at the end of the quarter or the average balance during the quarter. Some clients may have negotiated a tiered fee schedule where the percentage decreases as the portfolio value increases. International clients may incur a one-time set-up fee and have a minimum annual fee.
Location
Arlington, TX
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Regulatory History (4)
Civil
September 2010Customer Dispute
May 2006Regulatory
May 2005Regulatory
December 2003Employment History
Current Registrations
Capital Markets Iq, LLC
Previous Registrations
Prospera Financial Services, INC.Broker
Prospera Financial Services, INC.
Spc
Sammons Securities Company, LLCBroker
American Capital Partners, LLCBroker
First Security Asset Management
First Security Asset Management
Mony Securities CorporationBroker
First Security Investments, INC.Broker
Josephthal & CO., IncorporatedBroker
H. Beck, INC.Broker
A. F. Best Securities, INC.Broker
Mony Securities CORP.Broker
The Mutual Life Insurance Company of New YorkBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.