Dennis Burgess
Dennis Burgess is a CFP-designated registered investment advisor at Sws Advisors, INC., based in Columbus, OH, with 41 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 450 clients with $51M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Fees are lower for variable annuities.
Fee Estimator
Location
1900 Polaris Parkway, Suite 450, Columbus, OH, 43240
Get directionsHistory
Regulatory History (2)
Regulatory
October 2001Employment Separation After Allegations
July 2001Other Business ActivitiesSells Insurance
Dennis is a tax preparer since 1998, dedicating full-time hours during tax season. Dennis is also licensed to sell life and health insurance and fixed annuities, earning commissions.
Employment History
Current Registrations
Sws Advisors, INC.
Omni Financial Securities, INC.Broker
Previous Registrations
Primesolutions Securities, INC.Broker
Abacus Investments, INC.Broker
Dalton Strategic Investment Services INC.Broker
Dalton Strategic Investment Services INC.Broker
Usallianz Securities, INC.Broker
Carlson National Brokers, LTDBroker
Intersecurities, INC.Broker
Aegon USA Securities INC.Broker
Ifg Network Securities, INC.Broker
Planned Investments INC.Broker
Investacorp, INC.Broker
Fsc Securities CorporationBroker
B.C. Christopher Securities CO.Broker
The O.N. Equity Sales CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.