David Barrett is a registered investment advisor at Sterling Capital Management LLC, based in Charlotte, NC, with 38 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,535 clients with $66B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sterling Capital Management's fees are based on an annual rate applied to the total value of your portfolio. Fixed fees may be set when the amount of work involved is not directly related to the portfolio value. Fees and minimum account sizes may vary or be negotiable depending on various factors. Fees are generally billed quarterly, in advance or arrears. Performance-based fees may be available where applicable by law.
Location
4350 Congress Street, Suite 1000, Charlotte, NC, 28209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David is a senior client strategist and director at Sterling Capital Management LLC, dedicating nearly full-time hours to this role. He also manages several family-owned vacation rental properties and serves as a trustee for a family trust, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Sterling Capital Management LLC
Sterling Capital Distributors, LLCBroker
Previous Registrations
Foreside Fund Services, LLCBroker
Alps Distributors, INC.Broker
Aurus Advisors, INC.Broker
Optsecurities, LLCBroker
Agger Capital Management, LLC
Conifer Securities LLCBroker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Alex. Brown & Sons IncorporatedBroker
Legg Mason Wood Walker, IncorporatedBroker
Legg Mason Masten INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.