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Edmond James Theobald

31 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
27 advisors
Number of Clients
167 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$378.5M

Fee Structure

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Location

5793 Widewaters Parkway, Dewitt, NY, 13214

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Edmond sells fixed annuities and life insurance products, and is an insurance solicitor for Hazard & Siegel Advisory Services LLC. He also refers client accounts to money manager registered investment advisors, dedicating about 10-20% of his time to these activities.

Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
July 2021 - Present · 4 yrs 7 mos
Hazard & Siegel, INC.Broker
July 2003 - Present · 22 yrs 7 mos
Previous Registrations
Nathan & Lewis Securities, INC.Broker
May 2001 - July 2003 · 2 yrs 2 mos
Cadaret, Grant & CO., INC.Broker
March 2000 - May 2001 · 1 yr 2 mos
Pamco Securities and Insurance ServicesBroker
June 1987 - March 1988 · 9 mos
Connecticut Mutual Financial Services, INC.Broker
August 1986 - July 1987 · 11 mos
Fsc Securities CorporationBroker
May 1985 - July 1986 · 1 yr 2 mos
Connecticut Mutual Financial Services, INC.Broker
September 1982 - May 1985 · 2 yrs 8 mos
State Registrations3 states
FLMDNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.