Michael Steele is a registered investment advisor at Steele Capital Management, INC., based in Dubuque, IA, with 43 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 1,601 clients with $3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SCM provides investment management services for an annual fee based on the value of your portfolio. The fee is negotiated but will not exceed 1.5% annually. The fee is charged quarterly, in advance, based on the value of your portfolio on the last day of the previous quarter. If you end the service, any unearned fees will be refunded.
Location
1000 Jackson Street, Suite 201, Dubuque, IA, 52001
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Regulatory History (1)
Regulatory
September 1995Other Business Activities
Michael is a passive investor in several real estate and private business ventures, including Interstate Building, LLLP, 965 Development, North Cascade Road Developers, LLC, RIC Funds, and Iowa Hawk Air. He also owns MS Hawkeye Group, spending minimal time working with a real estate agent to sell property.
Employment History
Current Registrations
Steele Capital Management, INC.
Previous Registrations
Steele Capital Management, INC.
Robert W. Baird & CO. IncorporatedBroker
Integrated Resources Equity CorporationBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.