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CG
CG

Carl Vincent Gottuso

Innovation Partners LLC
42 Years of Experience
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Insurance PlanningEstate PlanningTax PlanningRetirement PlanningBusiness Owners
Innovation Partners LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
150 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Location

5950 Fairview Road, Suite 140, Charlotte, NC, 28210

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1993
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Carl is involved in the sales of fixed indexed annuities and occasional life insurance policies through CVG Financial Services since 1981. This activity takes about half of Carl's time.

Employment History
Current Registrations
Ip Financial Advisory Services LLC
April 2024 - Present · 1 yr 10 mos
Innovation Partners LLCBroker
April 2024 - Present · 1 yr 10 mos
Innovation Partners LLC
April 2024 - Present · 1 yr 10 mos
Previous Registrations
Crown Capital Securities, L.P.
July 2011 - April 2024 · 12 yrs 9 mos
Crown Capital Securities, L.P.Broker
July 2011 - April 2024 · 12 yrs 9 mos
Independent Financial Group, LLC
April 2008 - July 2011 · 3 yrs 3 mos
Independent Financial Group, LLCBroker
March 2008 - July 2011 · 3 yrs 4 mos
Securities America Advisors, INC.
March 2002 - March 2008 · 6 yrs
Securities America, INC.Broker
March 1995 - March 2008 · 13 yrs
Hamilton Investments, INC.Broker
January 1993 - February 1995 · 2 yrs 1 mo
Invest Financial CorporationBroker
June 1991 - January 1993 · 1 yr 7 mos
Pacific Asset Group, INC.Broker
July 1989 - December 1990 · 1 yr 5 mos
Prudential-Bache Securities INC.Broker
October 1984 - February 1989 · 4 yrs 4 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
March 1983 - October 1984 · 1 yr 7 mos
Ids Marketing CorporationBroker
December 1981 - March 1983 · 1 yr 3 mos
State Registrations3 states
CANVOK
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Carl Vincent Gottuso - Financial Advisor | TrueAdvisor