Carl Gottuso
Carl Gottuso is a registered investment advisor at Innovation Partners LLC, based in Charlotte, NC, with 43 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Insurance Planning, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Innovation Partners LLC offers managed account programs where clients pay a fee for portfolio management services. The fees are a percentage of the assets managed, with a maximum annual fee of 3%, which is negotiable. The fees are calculated and deducted from the client's account by the custodian, either quarterly or monthly. Clients may also incur transaction and miscellaneous charges.
Location
5950 Fairview Road, Suite 140, Charlotte, NC, 28210
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 1993Other Business ActivitiesSells Insurance
Carl is involved in the sales of fixed indexed annuities and occasional life insurance policies through CVG Financial Services since 1981. This activity takes about half of Carl's time.
Employment History
Current Registrations
Ip Financial Advisory Services LLC
Innovation Partners LLCBroker
Innovation Partners LLC
Previous Registrations
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Securities America Advisors, INC.
Securities America, INC.Broker
Hamilton Investments, INC.Broker
Invest Financial CorporationBroker
Pacific Asset Group, INC.Broker
Prudential-Bache Securities INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
Ids Marketing CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.