BM
BM

Brian James Mccauley

43 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
70 advisors
Number of Clients
2,362 clients
Average Client Portfolio
$588K average
Assets Under Management
$1.4B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

13537 Barrett Parkway Drive, Suite 300, Manchester, MO, 63021

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Moloney Securities Asset Management LLC
May 2016 - Present · 9 yrs 9 mos
Moloney Securities CO., INC.
February 2003 - Present · 23 yrs
Moloney Securities CO., INC.Broker
February 2003 - Present · 23 yrs
Previous Registrations
Moloney Investment Advisory LLC
May 2016 - December 2016 · 7 mos
Moloney Securities CO., INC.
May 2016 - May 2016 · 0 mos
Rocky Mountain Securities & Investments, INC.Broker
December 1990 - February 2003 · 12 yrs 2 mos
The Stuart-James Company, IncorporatedBroker
June 1986 - November 1990 · 4 yrs 5 mos
National Securities Network, INC.Broker
December 1985 - June 1986 · 6 mos
First Eastern Securities CorporationBroker
December 1984 - January 1986 · 1 yr 1 mo
Chesley and Dunn, INC.Broker
June 1984 - February 1985 · 8 mos
First Interwest Securities CorporationBroker
July 1983 - June 1984 · 11 mos
Blinder, Robinson & Co.,inc.Broker
November 1981 - June 1983 · 1 yr 7 mos
State Registrations24 states
AKAZCACOCTFLIAIDILKSKYMONCNJNMNYOHORSCTXUTWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.