Lee Warner is a CFP, ChFC-designated registered investment advisor at M Holdings Securities, INC., based in Timonium, MD, with 44 years of industry experience. Lee operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 3,621 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
M Holdings Securities offers various investment management programs with different fee structures. Some programs have wrap fees that cover advisory, brokerage, and custodial services in one fee. Other programs charge advisory fees separately from brokerage and other costs. Fees are negotiable with your financial professional and vary depending on the program chosen and the amount of assets managed. The maximum fee for WealthPursuit Wrap Fee Programs is limited to 3%. MPP Wrap Program fees will not exceed 1.36% for accounts with at least $150,000 in assets. WealthPursuit Prime fees are limited to a maximum rate of 3%.
Location
9690 Deereco Road, Suite 650, Timonium, MD, 21093
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lee is involved in several business activities, including serving on the board of directors for a software company, managing member of College & University Employee Benefits Solutions, LLC, and CEO & Chairman of The L. Warner Companies, Inc. Lee also serves as a trustee for multiple trusts and is involved with Carson Scholars Fund, Inc. and Warner Sports Management, LLC.
Employment History
Current Registrations
M Holdings Securities, INC.Broker
M Holdings Securities, INC.
The L. Warner Companies, INC
Previous Registrations
Mutual Service CorporationBroker
Home Life Insurance CompanyBroker
Westlake Securities, INC.Broker
W. S. Griffith & CO., INC.Broker
Chris Securities INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.