LW
CFP · ChFC
LW
CFP · ChFC

Lee William Warner

44 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
327 advisors
Number of Clients
3,621 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:$10K
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Location

9690 Deereco Road, Suite 650, Timonium, MD, 21093

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Lee is involved in several business activities, including serving on the board of directors for a software company, managing member of College & University Employee Benefits Solutions, LLC, and CEO & Chairman of The L. Warner Companies, Inc. Lee also serves as a trustee for multiple trusts and is involved with Carson Scholars Fund, Inc. and Warner Sports Management, LLC.

Employment History
Current Registrations
M Holdings Securities, INC.Broker
December 2006 - Present · 19 yrs 2 mos
M Holdings Securities, INC.
December 2006 - Present · 19 yrs 2 mos
The L. Warner Companies, INC
March 2004 - Present · 21 yrs 11 mos
Previous Registrations
Mutual Service CorporationBroker
June 1992 - December 2006 · 14 yrs 6 mos
Home Life Insurance CompanyBroker
January 1986 - October 1992 · 6 yrs 9 mos
Westlake Securities, INC.Broker
June 1984 - December 1985 · 1 yr 6 mos
W. S. Griffith & CO., INC.Broker
March 1983 - December 1998 · 15 yrs 9 mos
Chris Securities INC.Broker
September 1981 - July 1984 · 2 yrs 10 mos
State Registrations27 states
AZCACOCTDCFLGAIDILKYLAMAMDMNNCNJNMNYOHOKPARISCTNTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.