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Mary Kaliope Braun

43 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
498 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$539.1M

Fee Structure

Minimum Investment:$50K
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+2.00%

Fee may be negotiated.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Lutherville, MD

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Mary works as an agent at Chapin Davis Insurance, researching life, long-term care, and annuity products. This takes a few hours per week.

Employment History
Current Registrations
Chapin Davis Asset Management
April 2008 - Present · 17 yrs 10 mos
Chapin, Davis
April 2008 - Present · 17 yrs 10 mos
Chapin, DavisBroker
April 2008 - Present · 17 yrs 10 mos
Previous Registrations
Raymond James Financial Services
September 2007 - April 2008 · 7 mos
Raymond James Financial Services, INC.Broker
January 1999 - April 2008 · 9 yrs 3 mos
Robert Thomas Securities, INCBroker
October 1994 - January 1999 · 4 yrs 3 mos
The Riderwood Group IncorporatedBroker
April 1993 - October 1994 · 1 yr 6 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
July 1989 - May 1993 · 3 yrs 10 mos
Thomson Mckinnon Securities INC.Broker
January 1986 - July 1989 · 3 yrs 6 mos
Dean Witter Reynolds INC.Broker
April 1982 - January 1986 · 3 yrs 9 mos
E. F. Hutton & Company INCBroker
March 1982 - April 1982 · 1 mo
Bache Halsey Stuart Shields IncorporatedBroker
October 1981 - February 1982 · 4 mos
State Registrations5 states
CACTMAMDUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Mary Kaliope Braun - Financial Advisor | TrueAdvisor