Alan Burt Goodman

Key Investment Services LLC

43 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Key Investment Services LLC

Compensation

Fee-Only (AUM)

Firm Size

559 advisors

Number of Clients

27,533 clients

Average Client Portfolio

$222K average

Assets Under Management

$6.1B

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1.0M	1.40%
$1M+	1.00%

KIS’s program fees are negotiable in KIS’s sole and absolute discretion, with fees never exceeding with the Program Fee schedule detailed above. This does not include the Investment Manager or Model Strategist fee.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Minimum Annual Fee:$130

Location

53 South Main St, Liberty, NY, 12754

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Alan is a member of the Liberty Central School Board Audit Committee, a non-investment related activity. He dedicates minimal time to this role, attending approximately four meetings per year.