David Dixon Lewis

First Washington Corporation

42 Years of Experience

10 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net WorthBusiness OwnersCharitable Giving

First Washington Corporation

Compensation

Fee-Only (AUM)

Firm Size

3 advisors

Number of Clients

31 clients

Average Client Portfolio

$13.8M average

Assets Under Management

$427.5M

Fee Structure

Minimum Investment:$250K

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $10.0M	1.00%
$10M+	1.00%

Fees negotiable for accounts over $10,000,000.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

2001 6th Ave, Ste 3400, Seattle, WA, 98121

Get directions

History

Regulatory History (10)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

June 2016

Regulatory

January 2015

Final

Customer Dispute

February 2013

Settled

Customer Dispute

March 2012

Settled

Customer Dispute

February 2012

Settled

Judgment / Lien

January 2011

Judgment / Lien

December 2010

Judgment / Lien

September 2010

Judgment / Lien

November 2008

Judgment / Lien

September 2006

View Full SEC Report How to Read Disclosures

Other Business Activities

David serves as a trustee for the E. Maxwell Foundation, a Seattle-based foundation that grants scholarships to Washington students. Oversight of investments is involved and requires minimal time.

Employment History

Current Registrations

First Washington Corporation

January 2005 - Present · 21 yrs 1 mo

Previous Registrations

First Washington CorporationBroker

May 2003 - November 2013 · 10 yrs 6 mos

Lewis Investments, LLCBroker

June 2000 - October 2003 · 3 yrs 4 mos

Foster & Baker, INC.Broker

November 1999 - June 2000 · 7 mos

Ragen Mackenzie IncorporatedBroker

November 1988 - May 1998 · 9 yrs 6 mos

Shearson Lehman Hutton INC.Broker

November 1985 - December 1988 · 3 yrs 1 mo

Foster & Marshall INC.Broker

August 1981 - November 1985 · 4 yrs 3 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.