Nancy Mullally is a registered investment advisor at Alamo Capital, based in Walnut Creek, CA, with 43 years of industry experience. Nancy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alamo Capital charges a percentage of the value of your investments each year. The percentage decreases as the amount you invest increases. Different rates apply to equity/fixed income versus cash/money market accounts. Fees may be negotiable.
Equity/Fixed Income:
- $50,000 - $249,999: 1.45%
- $250,000 - $1,999,999: 1.25%
- $2,000,000 - $2,999,999: 1.00%
- $3,000,000 - $3,999,999: 0.50%
- $4,000,000 - $4,999,999: 0.40%
- $5,000,000 - $14,999,999: 0.35%
- $15,000,000 and up: 0.25%
Cash/Money Market:
- $50,000 - $249,999: 1.00%
- $250,000 - $1,999,999: 0.75%
- $2,000,000 - $2,999,999: 0.55%
- $3,000,000 - $3,999,999: 0.45%
- $4,000,000 - $4,999,999: 0.35%
- $5,000,000 - $14,999,999: 0.30%
- $15,000,000 and up: 0.20%
Location
201 N Civic Dr, Suite 180, Walnut Creek, CA, 94596
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nancy is the CFO of Alamo Advertising Group, a non-investment related activity. This requires a few hours per week.
Employment History
Current Registrations
Alamo Capital
Alamo CapitalBroker
Previous Registrations
Westhoff, Cone & HolmstedtBroker
Darnall, Kemna & CO., INC.Broker
First California Regional Securities, INC.Broker
Thomas F. White & CO., IncorporatedBroker
Dean Witter Reynolds INC.Broker
Paine, Webber, Jackson & Curtis INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.